AMENDED IN ASSEMBLY OCTOBER 23, 2002

 

SENIOR SENATE FEDERAL PROPOSAL NO. 4

INTRODUCED BY SENATOR BENSON

 

LEGISLATIVE COUNSEL'S DIGEST

SFP 4:  RELATING TO SOCIAL SECURITY.

UNDER EXISTING LAW, THE SOCIAL SECURITY SYSTEM PROVIDES FOR THE COLLECTION OF REVENUES FROM EMPLOYERS AND EMPLOYEES BASED UPON EMPLOYEE EARNINGS UP TO A SPECIFIED CAP.

THIS MEASURE WOULD MEMORIALIZE THE CONGRESS AND THE PRESIDENT TO ENACT LEGISLATION TO ENSURE THE CONTINUED SOLVENCY OF THE SOCIAL SECURITY SYSTEM BY, AMONG OTHER THINGS, REPEALING THE CURRENT CAP ON EMPLOYEE EARNINGS SUBJECT TO SOCIAL SECURITY TAX, AND BY LIMITING SOCIAL SECURITY INVESTMENTS TO GOVERNMENT INVESTMENTS IN SPECIAL TREASURY BONDS AND NOTES.

VOTE:  MAJORITY.

 

SFP 4:  RELATING TO SOCIAL SECURITY.

WHEREAS, SOCIAL SECURITY WAS ESTABLISHED BY THE U.S. GOVERNMENT IN 1935 TO PROTECT THOSE PEOPLE WHO RETIRED WITHOUT AN ADEQUATE PENSION PLAN OR OTHER MEANS OF ADEQUATE REMUNERATION, BY PROVIDING THOSE PEOPLE WITH A MINIMUM STANDARD OF LIVING.  THE LAW PROVIDED THAT SOCIAL SECURITY FUNDS BE INVESTED IN SPECIAL TREASURY PAPER, AND NOT BE INCLUDED IN THE FEDERAL GOVERNMENT BUDGET.  THESE TREASURY BONDS WERE TO PAY INTEREST COMPARABLE TO THE GOING RATE, WHICH OVER THE YEARS VARIED FROM A LOW OF 2 PERCENT TO A HIGH OF 13 PERCENT.  THE CURRENT INTEREST RATE IS IN THE 5 PERCENT RANGE; AND

WHEREAS, IN THE LAST SEVERAL YEARS VARIOUS PROPOSALS HAVE BEEN INTRODUCED TO PRIVATIZE SOCIAL SECURITY TO GAIN THE BENEFIT OF HIGHER EARNINGS FROM THE STOCK MARKET, AND A PRESIDENTIAL COMMISSION WAS INAUGURATED TO ESTABLISH A PLAN.  THE COMMISSION MADE THREE PROPOSALS, EACH REQUIRING HEAVY FUNDING FROM THE TREASURY BEFORE THEY COULD BE IMPLEMENTED WITHOUT CUTTING BENEFITS TO CURRENT RECIPIENTS.  NONE OF THE PROPOSALS ADDRESSED THE RISKS OF INVESTING IN ANY MEDIUM OTHER THAN U.S. GOVERNMENT ISSUED BONDS.  EVEN WITHOUT CONSIDERING SUCH RISKS, SOCIAL SECURITY TRUSTEES PROJECT THAT REAL CORPORATE PROFITS WILL GROW AT APPROXIMATELY HALF THEIR HISTORIC RATE OVER THE PROGRAM'S SEVENTY-FIVE YEAR PLANNING PERIOD, AND THE CURRENT PRICE TO EARNINGS RATIO OF THE STOCK MARKET IS NEARLY TWICE ITS HISTORIC AVERAGE, WHICH HAS DEPRESSED DIVIDEND YIELDS TO CLOSE TO HALF THEIR HISTORIC AVERAGE.  THEREFORE, THE REAL EARNINGS FROM THE STOCK MARKET WOULD ONLY AVERAGE 4 PERCENT PER YEAR OVER THE NEXT 75 YEARS.  TREASURY BONDS WOULD EARN ONLY ABOUT ONE PERCENT LESS.  WITH THE ADDITIONAL ADMINISTRATIVE COSTS OF STOCK BROKERS HANDLING THESE TRANSACTIONS, INVESTMENTS IN GOVERNMENT BONDS ARE MORE ATTRACTIVE THAN INVESTMENTS IN THE STOCK MARKET.  IN ADDITION, CONSIDERING THE RECENT PROBLEMS ASSOCIATED WITH LARGE CORPORATIONS, SUCH AS ENRON OR GLOBAL CROSSING, THE INCENTIVE TO PRIVATIZE SOCIAL SECURITY HAS BEEN GREATLY REDUCED; AND

WHEREAS, PRIOR TO 1980 ONE OUT OF TWO AMERICANS HAD TWO DEFINED BENEFIT RETIREMENT PLANS, (A PLAN WHERE THE MONTHLY RETIREMENT BENEFITS ARE INDEPENDENT OF THE FLUCTUATIONS OF THE STOCK MARKET AND TRANSFERABLE FROM JOB TO JOB).  ONE TYPE OF DEFINED BENEFIT PLAN WAS A COMPANY PLAN, WHICH IN SOME CASES INCREASED MONTHLY BENEFITS WITH INFLATION.  THE SECOND TYPE OF DEFINED BENEFIT PLAN WAS SOCIAL SECURITY, WHERE THE BENEFITS INCREASED SOMEWHAT ACCORDING TO INFLATION.  FEW OF THE COMPANY PLANS STILL EXIST, AS THE COMPANIES HAVE SHIFTED TO 401K'S, WHERE THE BENEFITS WILL FLUCTUATE OR DISAPPEAR WITH THE STOCK MARKET.  ONLY SOCIAL SECURITY REMAINS AS AN INCOME GUARANTEE FOR WORKERS WHO CONTRIBUTED TO THE FUND IN THEIR WORKING YEARS.  THIS FACT MAKES IT EVEN MORE IMPERATIVE TO PRESERVE INTACT THE CURRENT SOCIAL SECURITY SYSTEM, WHICH ALSO BENEFITS NONSENIORS, INCLUDING WIDOWS AND ORPHANS AND DISABLED PEOPLE; AND

WHEREAS, THE NUMBER OF AMERICANS PAYING INTO THE SOCIAL SECURITY TRUST FUNDS RELATIVE TO THE NUMBER WHO ARE RECEIVING SOCIAL SECURITY BENEFITS IS DECLINING; AND

WHEREAS, IN THE LATE 1950'S, THERE WERE APPROXIMATELY 16 PEOPLE PAYING INTO THE SOCIAL SECURITY TRUST FUNDS FOR EACH BENEFICIARY, WHILE TODAY, THERE ARE ONLY FIVE PEOPLE PAYING INTO THOSE FUNDS FOR EACH BENEFICIARY; AND

WHEREAS, THE SOCIAL SECURITY TRUST FUNDS ARE INVESTED IN SPECIAL TREASURY BONDS AND NOTES THAT ARE STILL SOLVENT AND INCREASING IN VALUE, AND THE PROJECTED VALUE OF THE TRUST FUNDS IN THE YEAR 2022 IS 4.2 TRILLION DOLLARS; AND

WHEREAS, THE SOCIAL SECURITY TRUST FUNDS EARNED 43.8 BILLION DOLLARS IN 1997 AT THE RATE OF 7.5 PERCENT; AND

WHEREAS, WHEN THE SOCIAL SECURITY ACT WAS ENACTED IN 1935, IT SEPARATED SOCIAL SECURITY TRUST FUNDS FROM THE FUNDS SUBJECT TO THE FEDERAL BUDGET, ALTHOUGH THAT REQUIREMENT HAS BEEN IGNORED IN RECENT YEARS IN ORDER TO OBSCURE THE INCREASING FEDERAL BUDGET DEFICIT; AND

WHEREAS, FOR 2002, THERE IS A $84,900 CAP ON EMPLOYEE EARNINGS THAT MAY BE TAXED FOR PURPOSES OF SOCIAL SECURITY;

WHEREAS, EMPLOYER PENSION PLANS THAT PROVIDED A FIXED INCOME AND COLA'S ARE GRADUALLY BEING ELIMINATED IN FAVOR OF 401K'S; AND

WHEREAS, 401K'S DO NOT PROVIDE A GUARANTEED INCOME; AND

WHEREAS, CONTRIBUTIONS TO 401K'S ARE FREQUENTLY NOT MATCHED BY THE EMPLOYER; AND

WHEREAS, EMPLOYERS ARE CONSTANTLY REPLACING OLDER WORKERS WITH YOUNGER ONES; AND

WHEREAS, SOCIAL SECURITY COLA'S ARE BEING REDUCED, FORCING MORE PEOPLE TO FORGO OBTAINING NECESSARY MEDICATION; NOW, THEREFORE, BE IT

RESOLVED, BY THE SENIOR SENATE AND THE SENIOR ASSEMBLY, JOINTLY, THAT THE SENIOR LEGISLATURE OF THE STATE OF CALIFORNIA AT ITS 2002 REGULAR SESSION, A MAJORITY OF THE MEMBERS VOTING THEREFOR, HEREBY PROPOSES THAT SOCIAL SECURITY INVESTMENTS REMAIN PUBLIC INVESTMENTS IN SECURE TREASURY OBLIGATIONS, THAT SOCIAL SECURITY FUNDS BE KEPT OUT OF FEDERAL BUDGET CALCULATIONS, THAT THE CAP ON EARNINGS SUBJECT TO SOCIAL SECURITY TAX BE ELIMINATED AND THAT BENEFITS AT RETIREMENT BE CAPPED AT AN AMOUNT EQUAL TO THE CURRENT TAXABLE EARNINGS CAP, ANNUALLY INCREASED BY 2 PERCENT; AND BE IT FURTHER

RESOLVED, THAT THE SENIOR LEGISLATURE OF THE STATE OF CALIFORNIA RESPECTFULLY MEMORIALIZES THE CONGRESS AND THE PRESIDENT TO ENACT APPROPRIATE LEGISLATION THAT WOULD ADDRESS THE CONCERNS SET FORTH IN THIS MEASURE; AND BE IT FURTHER

RESOLVED, THAT A COPY OF THIS MEASURE BE TRANSMITTED TO THE PRESIDENT AND VICE PRESIDENT, THE SPEAKER OF THE HOUSE OF REPRESENTATIVES, THE CHAIRPERSONS OF THE HOUSE AND SENATE COMMITTEES ON AGING, AND TO EACH SENATOR AND REPRESENTATIVE FROM CALIFORNIA IN THE CONGRESS OF THE UNITED STATES.

 

PU RN0220071

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